Cavalier Investments is an investment advisor in Alpharetta with $480.63 mm assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
Former names
Cavalier Investments
SEC CIK
IRS number
474698780
SEC advisor number
801-106545
FINRA CRD number
281201
AUM ?
$480.63 mm
(as of 9 Sep 22)
Accounts
10
(as of 9 Sep 22)
Employees
7
(3 investment advisory or research)
Address
Cavalier Investments
12600 DEERFIELD PARKWAY
SUITE #100
ALPHARETTA
GA 30004
12600 DEERFIELD PARKWAY
SUITE #100
ALPHARETTA
GA 30004
Office hours
Monday - Friday, 9-5
Phone
770-777-8277
Ownership
| Owner | Title | From | %Ownership |
|---|---|---|---|
| Rutherford, Gregory, Allan | President and CEO | 08/2015 | < 5% |
| Rutherford, Gregory, Allan | Owner | 08/2016 | > 75% |
| CAVALIER16, Inc. | Direct Owner | 08/2016 | 50-75% |
| Wetherington, Gary, Scott | Chief Investment Officer | 07/2016 | < 5% |
| Brookhouser, Maria, S | Direct Owner | 08/2016 | 10-25% |
| Villegas, Raulin, Keith | Chief Compliance Officer | 01/2020 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
24 Oct 24
13F-HR
Quarterly holdings report by institutional manager
2 Aug 24
13F-HR
Quarterly holdings report by institutional manager
26 Apr 24
13F-HR
Quarterly holdings report by institutional manager
13 Feb 24
13F-HR
Quarterly holdings report by institutional manager
23 Oct 23
13F-HR
Quarterly holdings report by institutional manager
11 Aug 23
13F-HR
Quarterly holdings report by institutional manager
10 May 23
13F-HR
Quarterly holdings report by institutional manager
10 Feb 23
13F-HR
Quarterly holdings report by institutional manager
10 Nov 22
13F-HR
Quarterly holdings report by institutional manager
4 Aug 22