| Owner | Title | From | %Ownership |
|---|---|---|---|
| Gay, George, Richard | Chief Executive Officer | 09/2020 | 10-25% |
| Lewis, Kathleen, Joy | Chief Compliance Officer | 09/2020 | 5-10% |
| Thacker, Amy, Abbott | Resigned | 09/2020 | 5-10% |
| Gusman, Theresa, Marie | Chief Investment Officer | 09/2020 | 10-25% |
| Hairgrove, William, David | Sales Manager | 09/2020 | 5-10% |
| Ogbogu, Benedict, Azubuike | Sales Manager | 09/2020 | 5-10% |
| Finkbeiner, Josef, Bruce | Director, Managed Account Services | 09/2020 | < 5% |
| Driller, Sarah, Haskins | Investment Specialist | 09/2020 | < 5% |
| Gonzales, Stephen, Anthony | Supervisor, Account Services | 09/2020 | < 5% |
| Mannar, Jared, Devendran | Account Services Specialist | 09/2020 | < 5% |
| Mitchell, Caryn, Eileen | Account Services Specialist | 09/2020 | < 5% |
| Mitchell, Kaitlyn, Morgan | Investment Analyst | 09/2020 | < 5% |
| Thomas, Matthew, Tyler | Account Services Specialist | 09/2020 | < 5% |
| Welle, Gail, Marie | Accounting Specialist | 09/2020 | < 5% |
| Zandarski, Mark, Brandon | Salesforce Workflow Specialist | 09/2020 | < 5% |
| Mcnamara, Julie, Kay | Retired | 12/2020 | 5-10% |
| Alonzo, Tonya, S | Chief Operating Officer | 10/2022 | < 5% |
