AG Twin Brook BDC Filings

15-12G

Securities registration termination

28 Jul 23

8-K

Completion of Acquisition or Disposition of Assets

28 Jul 23

8-K

Submission of Matters to a Vote of Security Holders

21 Jul 23

DEFM14A

Proxy related to merger

16 Jun 23

D/A

Indefinite amount in equity, sold $146.00 mm, 3 investors

2 Jun 23

PREM14A

Preliminary proxy related to merger

22 May 23

DEFA14A

Additional proxy soliciting materials

19 May 23

8-K

Entry into a Material Definitive Agreement

19 May 23

DEFA14A

Additional proxy soliciting materials

17 May 23

8-K

Other Events

17 May 23

8-K

Departure of Directors or Certain Officers

9 Aug 22

D/A

Indefinite amount in equity, sold $146M, 3 investors

2 Jun 22

8-K

Unregistered Sales of Equity Securities

26 May 22

8-K

Unregistered Sales of Equity Securities

22 Dec 21

8-K

Unregistered Sales of Equity Securities

3 Dec 21

8-K

Unregistered Sales of Equity Securities

1 Nov 21

8-K

Unregistered Sales of Equity Securities

15 Sep 21

8-K

Unregistered Sales of Equity Securities

16 Jul 21

D/A

Indefinite amount in equity, sold $32.25M, 4 investors

3 Jun 21

8-K

Submission of Matters to a Vote of Security Holders

14 May 21

8-K

Departure of Directors or Certain Officers

4 May 21

8-K

Unregistered Sales of Equity Securities

5 Apr 21

DEFA14A

Additional proxy soliciting materials

29 Mar 21

D

Indefinite amount in equity, sold $32.25M, 4 investors

13 Jan 21

8-K

Unregistered Sales of Equity Securities

23 Dec 20

8-K

Departure of Directors or Certain Officers

18 Dec 20

8-K

Unregistered Sales of Equity Securities

25 Nov 20

3

Richa Gulati

10 Aug 22

3

Jenny B Neslin

10 Jun 22

3

Terrence Walters

12 May 21

3

JAMES N HALLENE

5 Aug 19

3

Trevor Clark

2 Aug 19

3

Raul Enrique Moreno

2 Aug 19

3

Lance A. Ludwick

2 Aug 19

3

James E. Bowers

2 Aug 19

3

Vishal Sheth

2 Aug 19