| Owner | Title | From | %Ownership |
|---|---|---|---|
| Allorto, Richard, Thomas | Chief Financial Officer | 07/2011 | < 5% |
| Taube, Seth, Bulger | Chief Executive Officer | 07/2011 | < 5% |
| Medley LLC | Managing Member | 07/2011 | > 75% |
| Strategic Capital Advisory Services, LLC | Member | 07/2011 | 10-25% |
| Fredericks, John, Donnan | General Counsel and Chief Compliance Officer | 03/2014 | < 5% |
| Taube, Brook, Bulger | Trustee | 09/2014 | |
| Taube, Seth, Bulger | Trustee | 09/2014 | |
| Brook Taube Trust | Member | 07/2011 | 25-50% |
| Seth and Angie Taube Trust | Member | 07/2011 | 25-50% |
| Medley Management Inc. | Managing Member | 09/2014 |
