RSM Us Wealth Management is an investment advisor in Minneapolis with $9.63 bn assets under management.
Company profile
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
411944416
SEC advisor number
801-57236
FINRA CRD number
111221
AUM ?
$9.63 bn
(as of 20 Jul 22)
Accounts
13,973
(as of 20 Jul 22)
Employees
137
(79 investment advisory or research)
Address
RSM Us Wealth Management
801 NICOLLET MALL
SUITE 1100 W TOWER
MINNEAPOLIS
MN 55402
801 NICOLLET MALL
SUITE 1100 W TOWER
MINNEAPOLIS
MN 55402
Office hours
Monday - Friday, 9:00AM TO 5:00PM
Phone
612-376-9363
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Dowler, Gregory, Scott | Chief Operating Officer | 07/2019 | < 5% |
Lamoutte, Keith, Martin | Chief Investment Officer | 06/2019 | < 5% |
Daley, Maria, Pisoni | Chief Growth and Practice Leader | 06/2019 | < 5% |
Tamburini, Lisa, Marie | General Counsel and Chief Compliance Officer | 07/2021 | < 5% |
Blair, Gregory, Wayne | Chief Information Officer | 02/2022 | < 5% |
English, David, Emery | Chief Financial Officer | 02/2022 | < 5% |
Miles, Lawrence, Kenneth | Chief Executive Officer | 02/2022 | 5-10% |
PCP Partners VI, L.P. | General Partner | 02/2022 | |
Compass Parent, L.P. | Member | 02/2022 | > 75% |
PCP VI GP Holdings, LLC | General Partner | 02/2022 | |
Parthenon Investors VI, L.P. | Limited Partner | 02/2022 | 25-50% |
Parthenon Investors VI Parallel, L.P. | Limited Partner | 02/2022 | 25-50% |
PCP Partners VI, L.P. | General Partner | 02/2022 | |
Fox-foley, Marissa, Claire | Chief Marketing Officer | 03/2022 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
5 Feb 24
13F-HR
Quarterly holdings report by institutional manager
8 Nov 23
13F-HR
Quarterly holdings report by institutional manager
4 Aug 23
13F-HR
Quarterly holdings report by institutional manager
15 May 23
13F-HR
Quarterly holdings report by institutional manager
13 Feb 23
13F-HR
Quarterly holdings report by institutional manager
21 Oct 22
13F-HR
Quarterly holdings report by institutional manager
11 Aug 22
13F-HR
Quarterly holdings report by institutional manager
2 May 22
13F-HR
Quarterly holdings report by institutional manager
8 Feb 22
13F-HR
Quarterly holdings report by institutional manager
8 Nov 21