Transform Wealth is an investment advisor in Greenwood Village with $1.64 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
Former names
Carnick & Kubik Group, LLC
SEC CIK
IRS number
811683097
SEC advisor number
801-107796
FINRA CRD number
283403
AUM ?
$2.51 bn
(as of 28 Mar 24)
Accounts
1,745
(as of 28 Mar 24)
Employees
30
(16 investment advisory or research)
Address
Transform Wealth
6400 S. FIDDLERS GREEN CIRCLE
SUITE 1600
GREENWOOD VILLAGE
CO 80111
6400 S. FIDDLERS GREEN CIRCLE
SUITE 1600
GREENWOOD VILLAGE
CO 80111
Phone
3037412560
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
15 Apr 24
13F-HR/A
Quarterly holdings report by institutional manager (amended)
26 Feb 24
13F-HR
Quarterly holdings report by institutional manager
18 Jan 24
13F-HR
Quarterly holdings report by institutional manager
10 Oct 23
13F-HR
Quarterly holdings report by institutional manager
13 Jul 23
SC 13G/A
Innovator ETFs Trust
1 May 23
13F-HR
Quarterly holdings report by institutional manager
14 Apr 23
SC 13G
Innovator ETFs Trust
4 Apr 23
SC 13G/A
Innovator ETFs Trust
2 Mar 23
SC 13G/A
Core Alternative Capital
2 Feb 23