Legion Partners

Company Profile

Website

Incorporated

Location

Fiscal year end

SEC CIK

SEC advisor number

801-76750

FINRA CRD number

164136

AUM ?

$377.10 mm (as of 2 Jan 20)

Accounts

6 (as of 2 Jan 20)

Employees

6 (5 investment advisory or research)

Address

Legion Partners
9401 WILSHIRE BLVD., SUITE 705
BEVERLY HILLS
CA 90212

Office hours

Monday - Friday, 8:00 A.M. - 5:00 P.M.

Phone

424-253-1774

Brochures

Owner	Title	From	%Ownership
White, Raymond, Theodore	Member	04/2012	25-50%
White, Raymond, Theodore	Partner, Member of Investment and Management Committee, Chief Compliance Officer	04/2012	< 5%
Kiper, Christopher, Sean	Partner, Member of Investment and Management Committee	04/2012	< 5%
Legion Partners Holdings, LLC	Member	04/2012	> 75%
Kiper, Christopher, Sean	Member	04/2012	25-50%
Vizi, Bradley, Scott	Member	04/2012	25-50%
Katz, David, Alan	Chief Operating Officer	01/2014	< 5%

Fund structure	AUM	Fund type
Legion Partners Asset Management, LLC	$377.10 mm
Legion Partners, L.P. I	$285.20 mm	Hedge Fund
Legion Partners, L.P. II	$16.40 mm	Hedge Fund
Legion Partnership Special Opportunities, L.P. I	$58.00 mm	Hedge Fund
Legion Partnership Special Opportunities, L.P. II	$5.30 mm	Hedge Fund
Legion Partnership Special Opportunities, L.P. IX	$1.80 mm	Hedge Fund
Legion Partnership Special Opportunities, L.P. VIII	$10.20 mm	Hedge Fund