Chronicle Advisors is an investment advisor in Santa Barbara with $121.14 mm assets under management.
Company profile
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
300880915
SEC advisor number
801-106860
FINRA CRD number
281806
AUM ?
$121.14 mm
(as of 30 Mar 20)
Accounts
68
(as of 30 Mar 20)
Employees
2
(2 investment advisory or research)
Office hours
Monday - Friday, 9:00 TO 4:00
Brochures
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Fogg, Richard, Edward | Chief Compliance Officer | 10/2015 | < 5% |
Nichols, Debra, Lea | Assistant Compliance Officer | 06/2015 | < 5% |
Lineage Family Office, LLC | Managing Member | 11/2018 | > 75% |
Fogg, Richard, Edward | Managing Member | 07/2018 | 50-75% |
Nichols, Debra, Lea | Managing Member | 07/2018 | 25-50% |
Lineage Holding Company LLC | Member | 01/2018 | > 75% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-NT
Notice of holdings reported by another manager
13 Nov 18
13F-NT
Notice of holdings reported by another manager
10 Aug 18
13F-NT
Notice of holdings reported by another manager
4 Apr 18
13F-NT
Notice of holdings reported by another manager
6 Feb 18
13F-NT
Notice of holdings reported by another manager
3 Nov 17
13F-NT
Notice of holdings reported by another manager
9 Aug 17
13F-NT
Notice of holdings reported by another manager
5 May 17
13F-NT
Notice of holdings reported by another manager
13 Feb 17