| Owner | Title | From | %Ownership |
|---|---|---|---|
| Dellarco, Lewis, James | Chief Compliance Officer, Senior Vice President | 12/2016 | < 5% |
| Assetmark Financial, Inc. | Sole Shareholder | 04/2019 | > 75% |
| Assetmark Financial Holdings, Inc. | Sole Shareholder-indirect Owner | 04/2019 | > 75% |
| Goldman, Charles, George | Chief Executive Officer and Manager | 04/2019 | < 5% |
| Zyla, Gary, George | Executive VP, Treasurer and Manager | 04/2019 | < 5% |
| Huatai International Investment Holdings Limited | Shareholder - Indirect Owner | 04/2019 | 50-75% |
