Fieldpoint Private Securities is an investment advisor in New York with $30.07 mm assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
61186517
SEC advisor number
801-78295
FINRA CRD number
18975
AUM ?
$30.07 mm
(as of 14 Apr 23)
Accounts
283
(as of 14 Apr 23)
Employees
6
(1 investment advisory or research)
Address
Fieldpoint Private Securities
100 FIELD POINT ROAD
GREENWICH
CT 06830
100 FIELD POINT ROAD
GREENWICH
CT 06830
Office hours
Monday - Friday, 9-5PM
Phone
2034139300
Ownership
| Owner | Title | From | %Ownership |
|---|---|---|---|
| Mayberry, Cathy Louise | Operations Director | 09/2019 | < 5% |
| Campbell, Robert | Finop and Principal Financial Officer and Principal Operations Officer | 03/2021 | < 5% |
| Lawlor, William L | Anti-money Laundering Compliance Officer | 09/2021 | < 5% |
| Noah, Scott Ives | Ceo/president | 08/2022 | < 5% |
| Dominari Financial Inc. | Owner | 03/2023 | > 75% |
| Dominari Holdings Inc. | Shareholder | 03/2023 | > 75% |
| Achzet, David Edward | Chief Compliance Officer, Municipal Principal, Rosfp | 03/2023 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
5 Aug 22
13F-HR
Quarterly holdings report by institutional manager
7 Apr 22
13F-HR
Quarterly holdings report by institutional manager
24 Jan 22
13F-HR
Quarterly holdings report by institutional manager
12 Nov 21
13F-HR
Quarterly holdings report by institutional manager
12 Aug 21
13F-HR
Quarterly holdings report by institutional manager
23 Apr 21
13F-HR
Quarterly holdings report by institutional manager
28 Jan 21
13F-HR
Quarterly holdings report by institutional manager
23 Oct 20
13F-HR
Quarterly holdings report by institutional manager
14 Aug 20
13F-HR
Quarterly holdings report by institutional manager
11 May 20