Latest filings (excl ownership)
N-CEN
Annual report (registered investment company)
14 Mar 24
N-CSR
Certified annual shareholder report (management investment company)
1 Mar 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
1 Sep 23
N-PX
Annual report of proxy voting record
29 Aug 23
424B3
Prospectus supplement
21 Apr 23
N-CEN
Annual report (registered investment company)
15 Mar 23
N-CSR
Certified annual shareholder report (management investment company)
8 Mar 23
CORRESP
Correspondence with SEC
7 Mar 23
424B3
Prospectus supplement
18 Nov 22
424B3
Prospectus supplement
2 Nov 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
1 Sep 22
N-PX
Annual report of proxy voting record
29 Aug 22
424B3
Prospectus supplement
29 Jul 22
N-CEN
Annual report (registered investment company)
14 Mar 22
N-CSR
Certified annual shareholder report (management investment company)
7 Mar 22
424B3
Prospectus supplement
26 Jan 22
424B3
Prospectus supplement
7 Dec 21
N-CSRS
Certified semi-annual shareholder report (management investment company)
2 Sep 21
N-PX
Annual report of proxy voting record
30 Aug 21
424B3
Prospectus supplement
14 May 21
424B3
Prospectus supplement
3 May 21
DEFA14A
Additional proxy soliciting materials
29 Apr 21
DEF 14A
Definitive proxy
21 Apr 21
424B3
Prospectus supplement
1 Apr 21
N-CEN
Annual report (registered investment company)
12 Mar 21
N-CSR
Certified annual shareholder report (management investment company)
4 Mar 21
424B3
Prospectus supplement
26 Jan 21
424B3
Prospectus supplement
1 Dec 20
424B3
Prospectus supplement
1 Dec 20
424B3
Prospectus supplement
8 Oct 20
N-CSRS
Certified semi-annual shareholder report (management investment company)
28 Aug 20
N-PX
Annual report of proxy voting record
27 Aug 20
CORRESP
Correspondence with SEC
24 Apr 20
CORRESP
Correspondence with SEC
6 Apr 20
N-CEN
Annual report (registered investment company)
12 Mar 20
N-CSR
Certified annual shareholder report (management investment company)
28 Feb 20
CORRESP
Correspondence with SEC
11 Sep 19
N-PX
Annual report of proxy voting record
29 Aug 19
POS EX
Additional exhibits for listing
28 Aug 19
N-CSRS
Certified semi-annual shareholder report (management investment company)
28 Aug 19
Latest ownership filings
NPORT-P
N/a (Mar 2024 report)
29 May 24
NPORT-P
N/a (Dec 2023 report)
27 Feb 24
4
Kyle Francis Christine
9 Feb 24
3
Jing Yang
5 Feb 24
3
Alejandro Eduardo Kersman
5 Feb 24
3
GREG ELLIOT SHARENOW
5 Feb 24
3
ALFRED T MURATA
5 Feb 24
3
Quynh-Chi Hoang Vu
17 Jan 24
3
Jason Ross Stern
17 Jan 24
3
Paul Thomas Wildermuth
17 Jan 24
3
Laine Elizabeth Pacetti
17 Jan 24
3
Shivanand Narain
17 Jan 24
3
Colleen Patrice McLaughlin
17 Jan 24
3
Matthew Louis Goodman
17 Jan 24
3
Alyssa Michele Creighton
17 Jan 24
3
Carol Kar-lon Chan
17 Jan 24
3
Sung-Hee Suh
4 Jan 24
NPORT-P
N/a (Sep 2023 report)
28 Nov 23
NPORT-P
N/a (Jun 2023 report)
28 Aug 23
NPORT-P
N/a (Mar 2023 report)
26 May 23
3
Elizabeth Davis Cantrill
3 May 23
3
Kyle Francis Christine
27 Apr 23
3
Gregory John Mason
24 Mar 23
3
Maria Marchenko Golota
24 Mar 23
3
Jason Raul Duran
24 Mar 23
NPORT-P
N/a (Dec 2022 report)
1 Mar 23
3
QI WANG
3 Feb 23
3
Vishalakshi Mangala Ananthanarayanan
3 Feb 23
3
Sonali Shah Pier
3 Feb 23
3
Jason Robert Steiner
3 Feb 23
4
RACHEL ANNA SCHLUTER
10 Jan 23
SC 13G/A
JPMorgan Chase Bank, N.A.
6 Dec 22
NPORT-P
N/a (Sep 2022 report)
28 Nov 22
4
Chase Bank, N.A. JPMorgan
21 Nov 22
4
Chase Bank, N.A. JPMorgan
2 Nov 22
3
Kenneth W. Lee
1 Sep 22
NPORT-P
N/a (Jun 2022 report)
29 Aug 22
3
Douglas Benjamin Burrill
25 Aug 22
SC 13D/A
BANK OF AMERICA CORP /DE/
8 Aug 22
3
Kathleen Ann McCartney
1 Jul 22