Latest filings (excl ownership)
8-K
Other Events
15 Apr 24
N-CEN
Annual report (registered investment company)
13 Mar 24
N-CSR
Certified annual shareholder report (management investment company)
29 Feb 24
D
$100.00 mm in equity, sold $100.00 mm, 14 investors
16 Oct 23
424B3
Prospectus supplement
2 Oct 23
N-PX
Annual report of proxy voting record
30 Aug 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
28 Aug 23
8-K
Other Events
17 May 23
N-CEN
Annual report (registered investment company)
16 Mar 23
N-CSR
Certified annual shareholder report (management investment company)
28 Feb 23
D
$25.00 mm in equity, sold $25.00 mm, 5 investors
18 Nov 22
424B3
Prospectus supplement
9 Nov 22
D
$75M in equity, sold $75M, 22 investors
12 Sep 22
424B3
Prospectus supplement
1 Sep 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
29 Aug 22
EFFECT
Notice of effectiveness
25 Aug 22
424B3
Prospectus supplement
24 Aug 22
CORRESP
Correspondence with SEC
16 Aug 22
8-K
Other Events
8 Aug 22
N-PX
Annual report of proxy voting record
13 Jul 22
N-PX
Annual report of proxy voting record
13 Jul 22
424B3
Prospectus supplement
1 Jul 22
D
$150M in equity, sold $150M, 27 investors
17 May 22
424B3
Prospectus supplement
11 May 22
D
$50M in equity, sold $50M, 34 investors
21 Mar 22
N-CEN
Annual report (registered investment company)
15 Mar 22
424B3
Prospectus supplement
7 Mar 22
8-K
Amendments to Articles of Incorporation or Bylaws
3 Mar 22
N-CSR
Certified annual shareholder report (management investment company)
1 Mar 22
8-K
Other Events
27 Jan 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
30 Aug 21
CORRESP
Correspondence with SEC
26 Aug 21
CORRESP
Correspondence with SEC
14 Jul 21
424B3
Prospectus supplement
2 Jun 21
N-CEN
Annual report (registered investment company)
15 Mar 21
N-CSR
Certified annual shareholder report (management investment company)
1 Mar 21
424B3
Prospectus supplement
27 Jan 21
424B3
Prospectus supplement
10 Nov 20
424B3
Prospectus supplement
1 Sep 20
N-CSRS
Certified semi-annual shareholder report (management investment company)
28 Aug 20
Latest ownership filings
4/A
JOAN Y MCCABE
23 Apr 24
4
JOAN Y MCCABE
15 Apr 24
SC 13G/A
Apollo Management Holdings GP, LLC
14 Feb 24
5
Justin Plouffe
12 Feb 24
5
Brian Marcus
12 Feb 24
5
Mark Garbin
12 Feb 24
5
Craig Hempstead
12 Feb 24
5
Sanjeev Handa
12 Feb 24
SC 13G/A
AMERICAN INTERNATIONAL GROUP, INC.
12 Feb 24
SC 13G/A
THRIVENT FINANCIAL FOR LUTHERANS
8 Feb 24
SC 13G/A
GUARDIAN LIFE INSURANCE CO OF AMERICA
10 Jan 24
4
Brian Marcus
4 Jan 24
NPORT-P
Carlyle Tactical Private Credit Fund (Sep 2023 report)
29 Nov 23
4
Change in insider ownership
13 Nov 23
SC 13G
NORTHWESTERN MUTUAL LIFE INSURANCE CO
26 Oct 23
3
Initial statement of insider ownership
26 Oct 23
4
FINANCIAL FOR LUTHERANS THRIVENT
3 Oct 23
4
Craig Hempstead
18 Sep 23
NPORT-P
Carlyle Tactical Private Credit Fund (Jun 2023 report)
28 Aug 23
3
Craig Hempstead
27 Jul 23
3
Nelson Joseph
27 Jul 23
3
Initial statement of insider ownership
20 Jun 23
SC 13G
PRINCIPAL GLOBAL INVESTORS
16 Jun 23
4
Change in insider ownership
16 Jun 23
4
Justin Plouffe
5 Jun 23
NPORT-P
Carlyle Tactical Private Credit Fund (Mar 2023 report)
30 May 23
NPORT-P
Carlyle Tactical Private Credit Fund (Dec 2022 report)
1 Mar 23
SC 13G
GUARDIAN LIFE INSURANCE CO OF AMERICA
16 Feb 23
SC 13G/A
Apollo Management Holdings GP, LLC
14 Feb 23
SC 13G/A
AMERICAN INTERNATIONAL GROUP, INC.
14 Feb 23
SC 13G
THRIVENT FINANCIAL FOR LUTHERANS
13 Feb 23
5
Mark Garbin
7 Feb 23
5
JOAN Y MCCABE
7 Feb 23
5
Sanjeev Handa
7 Feb 23
5
Brian Marcus
7 Feb 23
4
Brian Marcus
5 Jan 23
NPORT-P
Carlyle Tactical Private Credit Fund (Sep 2022 report)
29 Nov 22
4
FINANCIAL FOR LUTHERANS THRIVENT
10 Nov 22
4
Brian Marcus
3 Nov 22
3
David Garofalo
22 Sep 22