Lucia Wealth Services is an investment advisor in San Diego with $128.25 mm assets under management.
Company profile
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
271742056
SEC advisor number
801-71073
FINRA CRD number
152396
AUM ?
$128.25 mm
(as of 30 Oct 20)
Accounts
91
(as of 30 Oct 20)
Employees
6
(6 investment advisory or research)
Address
Lucia Wealth Services
13520 EVENING CREEK DRIVE N
SUITE 300
SAN DIEGO
CA 92128
13520 EVENING CREEK DRIVE N
SUITE 300
SAN DIEGO
CA 92128
Office hours
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Phone
800-644-1150
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Lucia, Raymond, Joseph | Managing Member/ Chairman | 01/2010 | > 75% |
Lucia Capital Group, LLC | LLC | 01/2010 | > 75% |
Lucia, Raymond, Joseph | Managing Member/chairman | 01/2010 | > 75% |
Lucia, Joseph, Paul | President | 01/2013 | 10-25% |
Lucia, Joseph, Paul | Member | 06/2013 | 25-50% |
Palermo, Viktoria, Irena | Chief Compliance Officer | 03/2018 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
9 Nov 20
13F-HR
Quarterly holdings report by institutional manager
29 Jul 20
13F-HR
Quarterly holdings report by institutional manager
8 May 20
13F-HR
Quarterly holdings report by institutional manager
22 Jan 20
13F-HR
Quarterly holdings report by institutional manager
9 Oct 19
13F-HR
Quarterly holdings report by institutional manager
23 Jul 19
13F-HR
Quarterly holdings report by institutional manager
15 May 19
13F-HR
Quarterly holdings report by institutional manager
13 Feb 19
13F-HR
Quarterly holdings report by institutional manager
14 Nov 18
13F-HR
Quarterly holdings report by institutional manager
9 Aug 18