Waterloo Capital is an investment advisor in Austin with $745.51 mm assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
201788544
SEC advisor number
801-63975
FINRA CRD number
133705
AUM ?
$745.51 mm
(as of 8 Jun 23)
Accounts
3,302
(as of 8 Jun 23)
Employees
24
(16 investment advisory or research)
Address
Waterloo Capital
301 CONGRESS AVE
SUITE 120
AUSTIN
TX 78701
301 CONGRESS AVE
SUITE 120
AUSTIN
TX 78701
Office hours
Monday - Friday, 8:30 A.M. - 5:00 P.M.
Phone
5126934363
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Sadzewicz, Gery, Joseph | Chief Compliance Officer | 01/2012 | < 5% |
Waterloo Capital Management LLC | General Partner | 12/2012 | 50-75% |
Chatmas, John, Thomas | Sole Member | 12/2012 | > 75% |
Gp-waterloo Capital MGMT | General Partner | 01/2022 | 25-50% |
Gates, Terrell, Franklin | Executive Officer | 01/2022 | < 5% |
Latest filings (excl ownership)
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
12 Aug 24
13F-HR
Quarterly holdings report by institutional manager
13 May 24
13F-HR
Quarterly holdings report by institutional manager
13 Feb 24
13F-HR
Quarterly holdings report by institutional manager
14 Nov 23
13F-HR
Quarterly holdings report by institutional manager
11 Aug 23
13F-HR
Quarterly holdings report by institutional manager
15 May 23
13F-HR
Quarterly holdings report by institutional manager
1 Jun 20