WealthShield is an investment advisor in Cary.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
821387896
SEC advisor number
801-110853
FINRA CRD number
288875
Employees
6
(6 investment advisory or research)
Address
WealthShield
175 REGENCY WOODS PLACE
SUITE 210
CARY
NC 27518
175 REGENCY WOODS PLACE
SUITE 210
CARY
NC 27518
Office hours
NOT APPLICABLE - OFFICE VISITS BY APPOINTMENT ONLY, NOT APPLICABLE - OFFICE VISITS BY APPOINTMENT ONLY
Phone
9199484452
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Leggett, Robert, Alexander | Managing Member & Chief Compliance Officer | 04/2017 | 50-75% |
Sorenson, Clinton, Wayne | Managing Member | 04/2017 | 50-75% |
Client and Robert Holdings, LLC | Owner | 12/2020 | > 75% |
Leggett, Robert, Alexander | Managing Member and Owner | 12/2020 | 50-75% |
Sorenson, Clinton, Wayne | Managing Member and Owner | 12/2020 | 50-75% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-NT
Notice of holdings reported by another manager
17 May 21
13F-NT
Notice of holdings reported by another manager
17 Feb 21
13F-NT
Notice of holdings reported by another manager
30 Oct 20
13F-NT
Notice of holdings reported by another manager
13 Aug 20
13F-NT
Notice of holdings reported by another manager
12 May 20
13F-NT
Notice of holdings reported by another manager
13 Feb 20
13F-NT
Notice of holdings reported by another manager
13 Nov 19
13F-NT
Notice of holdings reported by another manager
12 Aug 19
13F-NT
Notice of holdings reported by another manager
14 May 19
13F-NT
Notice of holdings reported by another manager
14 Feb 19