Private Capital is an investment advisor in West Hartford with $1.01 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
SEC CIK
IRS number
562335750
SEC advisor number
801-62078
FINRA CRD number
126665
AUM ?
$1.01 bn
(as of 14 Feb 22)
Accounts
1,794
(as of 14 Feb 22)
Employees
10
(4 investment advisory or research)
Address
Private Capital
29 SOUTH MAIN ST.
WEST HARTFORD
CT 06107
29 SOUTH MAIN ST.
WEST HARTFORD
CT 06107
Office hours
Monday - Friday, 8:00 AM - 5:00 PM
Phone
8605611162
Brochures
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Kille, Benjamin, David | Managing Director | 03/2003 | < 5% |
Sontag, Howard, Vaughn | SR. Managing Director | 11/2021 | < 5% |
Schneider, Brett, Ronald | Director | 11/2021 | < 5% |
Lieser, Lori, Michell | Vice President | 11/2021 | < 5% |
Sontag, Eric, Matthew | President & Chief Operations Officer | 11/2021 | < 5% |
O'malley, Edward, George | Director | 11/2021 | < 5% |
Moo, Veronica, Ei Chun | Director | 11/2021 | < 5% |
Stastney, Hoyt, Ronald | Chief Legal Officer | 11/2021 | < 5% |
Lamena, Michael, Anthony | Chief Executive Officer | 11/2021 | < 5% |
Del Priore, Michael, J | Chief Compliance Officer | 11/2021 | < 5% |
Powers, Brian, David | Chief Financial Officer | 11/2021 | < 5% |
Decarlo, James, Edwin | Chief Strategic Growth Officer | 11/2021 | < 5% |
Moriarty, Michael, Joseph | Chief Investment Officer | 11/2021 | < 5% |
Wealthspire Advisors | Owner | 11/2021 | > 75% |
Wealthspire Holdings, LLC | Member | 11/2017 | > 75% |
NFP Corp. | Owner | 11/2017 | > 75% |
NFP Intermediate Holdings B. Corp. | Owner | 07/2013 | > 75% |
NFP Intermediate Holdings A. Corp. | Owner | 07/2013 | > 75% |
NFP Parent Co, LLC | Owner | 10/2014 | > 75% |
NFP Holdings, LLC | Owner | 07/2013 | > 75% |
NFP Ultimate Holdings, LLC | Owner | 02/2017 | > 75% |
Patriot SPV, L.P. | Owner | 03/2021 | 25-50% |
Patriot SPV GP, L.P. | General Partner | 03/2021 | |
Madison Dearborn Partners | General Partner | 04/2021 |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
28 Jul 22
13F-HR
Quarterly holdings report by institutional manager
21 Apr 22
13F-HR
Quarterly holdings report by institutional manager
24 Jan 22
13F-HR
Quarterly holdings report by institutional manager
13 Oct 21
13F-HR
Quarterly holdings report by institutional manager
26 Jul 21
13F-HR
Quarterly holdings report by institutional manager
12 Apr 21
13F-HR
Quarterly holdings report by institutional manager
26 Jan 21
13F-HR
Quarterly holdings report by institutional manager
12 Nov 20
13F-HR
Quarterly holdings report by institutional manager
13 Aug 20
13F-HR
Quarterly holdings report by institutional manager
7 May 20