Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
820309154
SEC advisor number
801-113009
FINRA CRD number
294197
AUM ?
$22.66 bn
(as of 3 Nov 23)
Accounts
8,114
(as of 3 Nov 23)
Employees
471
(122 investment advisory or research)
Address
Rockefeller Capital Management
45 ROCKEFELLER PLAZA, 5TH FLOOR
NEW YORK
NY 10111
45 ROCKEFELLER PLAZA, 5TH FLOOR
NEW YORK
NY 10111
Phone
2125495100
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
14 Feb 24
13F-HR
Quarterly holdings report by institutional manager
14 Nov 23
13F-HR
Quarterly holdings report by institutional manager
14 Aug 23
13F-NT/A
Notice of holdings reported by another manager (amended)
30 May 23
13F-NT/A
Notice of holdings reported by another manager (amended)
30 May 23
13F-HR
Quarterly holdings report by institutional manager
17 May 23
13F-NT
Notice of holdings reported by another manager
12 May 23
13F-HR
Quarterly holdings report by institutional manager
6 Mar 23
13F-NT
Notice of holdings reported by another manager
7 Feb 23
13F-HR
Quarterly holdings report by institutional manager
2 Nov 22