Cooper Financial is an investment advisor in Irvine with $1.30 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
330877827
SEC advisor number
801-61944
FINRA CRD number
111458
AUM ?
$1.30 bn
(as of 12 May 23)
Accounts
4,523
(as of 12 May 23)
Employees
40
(36 investment advisory or research)
Address
Cooper Financial
9870 RESEARCH DR.
IRVINE
CA 92618
9870 RESEARCH DR.
IRVINE
CA 92618
Office hours
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Phone
800-516-5333
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Cooper, Arthur, Young | Managing Director/chief Compliance Officer | 09/1999 | > 75% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
11 Apr 24
13F-HR
Quarterly holdings report by institutional manager
16 Jan 24
13F-HR
Quarterly holdings report by institutional manager
13 Oct 23
13F-HR
Quarterly holdings report by institutional manager
7 Jul 23
13F-HR
Quarterly holdings report by institutional manager
10 May 23
13F-HR
Quarterly holdings report by institutional manager
13 Jan 23
13F-HR
Quarterly holdings report by institutional manager
13 Oct 22
13F-HR
Quarterly holdings report by institutional manager
11 Jul 22
13F-HR/A
Quarterly holdings report by institutional manager (amended)
25 Apr 22
13F-HR
Quarterly holdings report by institutional manager
12 Apr 22