Wakefield Wealth Management LLLP is an investment advisor in Englewood with $375.65 mm assets under management.
Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
472415366
SEC advisor number
801-80693
FINRA CRD number
173997
AUM ?
$375.65 mm
(as of 21 Mar 22)
Accounts
582
(as of 21 Mar 22)
Employees
8
(2 investment advisory or research)
Office hours
Monday - Friday, 7:30AM - 4:30PM
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Gervasini, Geoffrey, Todd | Limited Partner | 11/2014 | > 75% |
Wakefield Asset Management Corporation | General Partner | 11/2014 | < 5% |
Gervasini, Geoffrey, Todd | Shareholder | 12/2006 | > 75% |
Brittain, Gregory, J | Partner, Chief Compliance Officer | 03/2021 | 5-10% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-NT
Notice of holdings reported by another manager
1 May 24
13F-NT
Notice of holdings reported by another manager
25 Jan 24
13F-NT
Notice of holdings reported by another manager
1 Nov 23
13F-NT
Notice of holdings reported by another manager
1 Aug 23
13F-NT
Notice of holdings reported by another manager
2 May 23
13F-NT
Notice of holdings reported by another manager
30 Jan 23
13F-NT
Notice of holdings reported by another manager
7 Nov 22
13F-NT
Notice of holdings reported by another manager
9 Aug 22
13F-NT
Notice of holdings reported by another manager
2 May 22
13F-NT
Notice of holdings reported by another manager
31 Jan 22