Latest filings (excl ownership)
15-12B
Securities registration termination
23 Aug 21
8-K
Rockley receives approximately $168 million in gross proceeds; combined company to begin trading under ticker “RKLY” on August 12
13 Aug 21
25-NSE
Exchange delisting
12 Aug 21
10-Q
2021 Q2
Quarterly report
10 Aug 21
8-K
Submission of Matters to a Vote of Security Holders
6 Aug 21
425
Business combination disclosure
30 Jul 21
8-K
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
1 Jun 21
10-Q
2021 Q1
Quarterly report
28 May 21
8-K
Other Events
27 May 21
425
Business combination disclosure
26 May 21
10-K/A
2020 FY
Annual report (amended)
26 May 21
8-K
Entry into a Material Definitive Agreement
26 May 21
425
Business combination disclosure
26 May 21
NT 10-Q
Notice of late quarterly filing
18 May 21
425
Business combination disclosure
29 Apr 21
425
Business combination disclosure
29 Apr 21
425
Business combination disclosure
21 Apr 21
8-K/A
Submission of Matters to a Vote of Security Holders
16 Apr 21
8-K/A
Submission of Matters to a Vote of Security Holders
15 Apr 21
8-K
Submission of Matters to a Vote of Security Holders
14 Apr 21
10-K
2020 FY
Annual report
30 Mar 21
DEF 14A
Definitive proxy
22 Mar 21
425
Business combination disclosure
19 Mar 21
425
Business combination disclosure
19 Mar 21
425
Business combination disclosure
19 Mar 21
425
Business combination disclosure
19 Mar 21
425
Business combination disclosure
19 Mar 21
8-K
Entry into a Material Definitive Agreement
19 Mar 21
425
Business combination disclosure
19 Mar 21
PRE 14A
Preliminary proxy
12 Mar 21
8-K
Departure of Directors or Certain Officers
24 Feb 21
8-K/A
Financial Statements and Exhibits
19 Jan 21
8-K
Submission of Matters to a Vote of Security Holders
12 Jan 21
DEFA14A
Additional proxy soliciting materials
5 Jan 21
8-K
Regulation FD Disclosure
5 Jan 21
DEF 14A
Definitive proxy
22 Dec 20
PRE 14A
Preliminary proxy
11 Dec 20
10-Q
2020 Q3
Quarterly report
12 Nov 20
10-Q
2020 Q2
Quarterly report
12 Aug 20
10-Q
2020 Q1
Quarterly report
12 May 20
Latest ownership filings
4
DAVID SIN
13 Aug 21
SC 13G/A
Feis Lawrence Michael
9 Aug 21
SC 13G
Beryl Capital Management LLC
19 Jul 21
SC 13G
Feis Lawrence Michael
19 Jul 21
SC 13G/A
GLAZER CAPITAL, LLC
12 Apr 21
4
PAUL J GLAZER
22 Feb 21
SC 13G
PERCEPTIVE ADVISORS LLC
16 Feb 21
SC 13G/A
UBS OCONNOR LLC
16 Feb 21
SC 13G/A
GLAZER CAPITAL, LLC
16 Feb 21
SC 13G/A
RP Investment Advisors LP
16 Feb 21
SC 13G
Hudson Bay Capital Management LP
10 Feb 21
SC 13G/A
Polar Asset Management Partners Inc.
10 Feb 21
4
PAUL J GLAZER
20 Jan 21
4
PAUL J GLAZER
14 Jan 21
4
PAUL J GLAZER
8 Jan 21
4
PAUL J GLAZER
13 Nov 20
4
PAUL J GLAZER
4 Nov 20
4
PAUL J GLAZER
6 Oct 20
SC 13G
GLAZER CAPITAL, LLC
10 Aug 20
SC 13G/A
Polar Asset Management Partners Inc.
10 Aug 20
3
PAUL J GLAZER
16 Jul 20
4
Change in insider ownership
8 May 20
SC 13G/A
Polar Asset Management Partners Inc.
10 Apr 20
3
Initial statement of insider ownership
2 Apr 20
SC 13G/A
SC Health Corp
14 Feb 20
SC 13G
Beneficial ownership report
14 Feb 20
SC 13G
SC Health Corp
13 Feb 20
SC 13G
Beneficial ownership report
12 Feb 20
SC 13G
SC Health Corp
4 Feb 20
SC 13G
Beneficial ownership report
19 Jul 19
3
DAVID SIN
11 Jul 19
3
HWEI LYNN LAU
11 Jul 19
3
Suresh Marimuthu
11 Jul 19
3
Angelo John Coloma
11 Jul 19
3
Franklin Leo Lavin
11 Jul 19
3
Cheok Peng Lim
11 Jul 19