Latest filings (excl ownership)
25-NSE
Exchange delisting
5 Oct 20
8-K
Submission of Matters to a Vote of Security Holders
4 Jun 20
425
Business combination disclosure
4 Jun 20
UPLOAD
Letter from SEC
21 May 20
DEFM14A
Proxy related to merger
20 May 20
PRER14A
Preliminary revised proxy
20 May 20
DEF 14A
Definitive proxy
18 May 20
8-K
Entry into a Material Definitive Agreement
18 May 20
425
Business combination disclosure
18 May 20
PRER14A
Preliminary revised proxy
18 May 20
PRE 14A
Preliminary proxy
6 May 20
10-Q
2020 Q2
Quarterly report
30 Apr 20
PRER14A
Preliminary revised proxy
24 Apr 20
PREM14A
Preliminary proxy related to merger
23 Mar 20
425
Business combination disclosure
17 Mar 20
8-K
Entry into a Material Definitive Agreement
16 Mar 20
425
Business combination disclosure
12 Mar 20
8-K
Proficient Alpha Acquisition Corp. and Lion Financial Group Limited Announce Execution of Definitive Business Combination Agreement
11 Mar 20
10-Q
2019 Q1
Quarterly report
5 Feb 20
10-K
2019 FY
Annual report
30 Dec 19
8-K
Departure of Directors or Certain Officers
30 Dec 19
10-Q
2019 Q3
Quarterly report
14 Aug 19
8-K
Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
24 Jul 19
8-K
Departure of Directors or Certain Officers
3 Jul 19
8-K
Proficient Alpha Acquisition Corp. Announces the Separate Trading of its Common Stock, Warrants and Rights
19 Jun 19
8-K
Other Events
7 Jun 19
8-K
Proficient Alpha Acquisition Corp. Announces Pricing of $100 Million Initial Public Offering
4 Jun 19
424B4
Prospectus supplement with pricing info
31 May 19
EFFECT
Notice of effectiveness
30 May 19
CERT
Certification of approval for exchange listing
29 May 19
8-A12B
Registration of securities on exchange
29 May 19
CORRESP
Correspondence with SEC
23 May 19
CORRESP
Correspondence with SEC
23 May 19
CORRESP
Correspondence with SEC
23 May 19
CORRESP
Correspondence with SEC
22 May 19
CORRESP
Correspondence with SEC
22 May 19
CORRESP
Correspondence with SEC
22 May 19
CORRESP
Correspondence with SEC
20 May 19
S-1/A
IPO registration (amended)
17 May 19
S-1/A
IPO registration (amended)
30 Apr 19
Latest ownership filings
SC 13G
BASSO CAPITAL MANAGEMENT, L.P.
12 Feb 21
SC 13G/A
GLAZER CAPITAL, LLC
10 Jul 20
SC 13G
GLAZER CAPITAL, LLC
10 Jun 20
4
PAUL J GLAZER
8 Jun 20
3
PAUL J GLAZER
1 Jun 20
SC 13G
BASSO CAPITAL MANAGEMENT, L.P.
24 Apr 20
4
Shih-Chung Chou
23 Apr 20
SC 13G
Beneficial ownership report
14 Feb 20
SC 13G/A
Beneficial ownership report (amended)
13 Feb 20
SC 13G
Beneficial ownership report
12 Feb 20
4
Wei Fan
2 Jul 19
4
Kin Sze
2 Jul 19
SC 13G
Beneficial ownership report
6 Jun 19
3
Yuanjing Fan
29 May 19
3
WEIXUAN LUO
29 May 19
3
Wei Fan
29 May 19
3
Walter Cook
29 May 19
3
Shih Chung-Chou
29 May 19
3
ROBERT CHRIS COTTONE
29 May 19
3
Patrick Wong
29 May 19
3
MICHAEL J BONGIOVANNI
29 May 19
3
Kin Sze
29 May 19
3
John B Bode
29 May 19
3
Jing Chen
29 May 19
3
Jia Li
29 May 19
3
Di Andy Chen
29 May 19