Cary Street Partner Investment Advisory is an investment advisor in Richmond with $5.51 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
260070474
SEC advisor number
801-64239
FINRA CRD number
128545
AUM ?
$5.51 bn
(as of 27 Jun 23)
Accounts
11,387
(as of 27 Jun 23)
Employees
134
(64 investment advisory or research)
Address
Cary Street Partner Investment Advisory
901 EAST BYRD STREET
SUITE 1001
RICHMOND
VA 23219
901 EAST BYRD STREET
SUITE 1001
RICHMOND
VA 23219
Office hours
Monday - Friday, 8:30AM - 5:00PM
Phone
8043408100
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Cary Street Partners Financial LLC ("CSPF") | Member | 01/2004 | > 75% |
Stewart, Douglas, Guy | Board Manager | 08/2017 | |
Bayne, Walter, Donald | Board Manager; President, Managing Director | 08/2017 | < 5% |
Schmuckler, Joseph, Redmond | Board Manager | 08/2017 | |
Mitchell, Kevin, Lee | Chief Financial Officer, Director | 02/2017 | < 5% |
Tullidge, Thomas, Hogshead | Secretary/treasurer, Board Manager, Managing Director; Chief Strategy Officer, Legal and Finance (CSPF) | 10/2017 | < 5% |
Slonecker, Derron, Scott | Board Manager | 08/2019 | |
Thompson, Jessica, Lacey | Board Manager; Chief Compliance Officer & Corporate Counsel, Managing Director | 11/2020 | < 5% |
Tullidge, Thomas, Hogshead | Board Manager | 03/2021 | |
Gallup, Wesley | Board Manager; Chief Operating Officer (CSPF) | 02/2021 | < 5% |
Hazel, Richard, Marshall | Board Manager | 12/2021 | |
Schmuckler, Joseph, Redmond | Chairman, Board Manager; Chief Executive Officer (CSPF) | 07/2015 | < 5% |
Chen, Hsuehliang | Board Manager; Chief Technology Officer (CSPF) | 10/2016 | < 5% |
Herrick, Thomas, Owen | Board Manager; Chief Investment Officer (CSPF) | 09/2008 | < 5% |
Tedesco, Maria, Pia | Board Manager | 06/2022 | |
Stockton, Katherine, Townshend | Board Manager | 05/2023 |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR/A
Quarterly holdings report by institutional manager (amended)
7 Feb 24
13F-HR
Quarterly holdings report by institutional manager
5 Feb 24
13F-HR
Quarterly holdings report by institutional manager
13 Nov 23
13F-HR
Quarterly holdings report by institutional manager
10 Aug 23
13F-HR
Quarterly holdings report by institutional manager
12 May 23
13F-HR
Quarterly holdings report by institutional manager
14 Feb 23
13F-HR
Quarterly holdings report by institutional manager
14 Nov 22
13F-HR
Quarterly holdings report by institutional manager
15 Aug 22
13F-HR
Quarterly holdings report by institutional manager
16 May 22
13F-HR
Quarterly holdings report by institutional manager
14 Feb 22