Financial reports
No filings
Current reports
No filings
Registration and prospectus
D/A
$5M in options / securities to be acquired, sold $1K, 1 investor
7 Feb 22
D/A
$5M in equity / debt / options / securities to be acquired, sold $1K, 1 investor
21 Jan 22
D/A
$5M in debt / options / securities to be acquired, sold $1K, 1 investor
16 Aug 21
D/A
$5M in options / securities to be acquired, sold $1K, 1 investor
29 Jul 21
D/A
$5M in debt / options / securities to be acquired, sold $1K, 1 investor
14 Apr 21
D/A
$5M in options / securities to be acquired, sold $1K, 1 investor
15 Jun 20
D/A
$5M in options / securities to be acquired, sold $1K, 1 investor
13 Feb 20
D/A
$5M in options / securities to be acquired, sold $1K, 1 investor
21 Jan 20
D/A
$5M in other securities, sold $1K, 1 investor
13 Sep 19
D/A
$5M in other securities, sold $1K, 1 investor
9 Sep 19
Proxies
No filings
Other
CANCELLATION-MA
Municipal Advisor registration cancelled
4 Oct 23
TA-2
Annual report of transfer agent activities
7 Feb 22
TA-2
Annual report of transfer agent activities
7 Feb 22
TA-2
Annual report of transfer agent activities
7 Feb 22
EFFECT
Notice of effectiveness
27 Nov 19
TA-1
Registration as a transfer agent
26 Nov 19
MA-I
Municipal Advisor registration (individual)
26 Nov 19
MA
Municipal Advisor registration (firm)
5 Jul 19