Spectrum Wealth Advisory is an investment advisor in Granite Bay with $235.55 mm assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
831601204
SEC advisor number
801-114024
FINRA CRD number
298632
AUM ?
$235.55 mm
(as of 28 Apr 23)
Accounts
1,185
(as of 28 Apr 23)
Employees
3
(3 investment advisory or research)
Address
Spectrum Wealth Advisory
5925 GRANITE LAKE DRIVE
SUITE 130
GRANITE BAY
CA 95746
5925 GRANITE LAKE DRIVE
SUITE 130
GRANITE BAY
CA 95746
Office hours
Monday - Friday, 8AM-5PM
Phone
916-772-5970
Ownership
| Owner | Title | From | %Ownership |
|---|---|---|---|
| Christie, Kenneth, Lee | Chief Compliance Officer & Managing Member | 09/2018 | > 75% |
| Thompson, Michael, Rutherford | Partner & Wealth Advisor | 03/2019 | 5-10% |
Latest filings (excl ownership)
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
7 Aug 24
13F-HR
Quarterly holdings report by institutional manager
18 Apr 24
13F-HR
Quarterly holdings report by institutional manager
25 Jan 24
13F-HR
Quarterly holdings report by institutional manager
25 Oct 23
13F-HR
Quarterly holdings report by institutional manager
20 Jul 23
13F-HR
Quarterly holdings report by institutional manager
10 May 23
13F-HR
Quarterly holdings report by institutional manager
25 Jan 23
13F-HR
Quarterly holdings report by institutional manager
24 Oct 22
13F-HR
Quarterly holdings report by institutional manager
29 Jul 22
13F-HR
Quarterly holdings report by institutional manager
22 Apr 22