| Date | Company | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
|---|---|---|---|---|---|---|---|---|---|---|
| 5 Sep 24 | AMK AssetMark Financial | Common Stock | Sale back to company | Dispose D | Yes | No | 35.25 | 80,286 | 2.83 mm | 0 |
| 5 Sep 24 | AMK AssetMark Financial | Common Stock | Sale back to company | Dispose D | No | No | 35.25 | 224,505 | 7.91 mm | 0 |
| 5 Sep 24 | AMK AssetMark Financial | Stock Appreciation Right Common Stock | Sale back to company | Dispose D | No | No | 0 | 82,703 | 0.00 | 0 |
| 5 Sep 24 | AMK AssetMark Financial | Stock Appreciation Right Common Stock | Sale back to company | Dispose D | No | No | 0 | 73,171 | 0.00 | 0 |
| 5 Sep 24 | AMK AssetMark Financial | Stock Appreciation Right Common Stock | Sale back to company | Dispose D | No | No | 0 | 80,377 | 0.00 | 0 |
| 5 Sep 24 | AMK AssetMark Financial | Employee Stock Option Common Stock | Sale back to company | Dispose D | No | No | 0 | 62,095 | 0.00 | 0 |
| 3 Sep 24 | AMK AssetMark Financial | Common Stock | Gift | Acquire G | No | No | 0 | 182,165 | 0.00 | 224,505 |
| 3 Sep 24 | AMK AssetMark Financial | Common Stock | Gift | Dispose G | Yes | No | 0 | 182,165 | 0.00 | 80,286 |
| 13 Aug 24 | AMK AssetMark Financial | Common Stock | Gift | Acquire G | Yes | No | 0 | 262,451 | 0.00 | 262,451 |
| 13 Aug 24 | AMK AssetMark Financial | Common Stock | Gift | Dispose G | No | No | 0 | 262,451 | 0.00 | 42,340 |
