Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
760504576
SEC advisor number
801-56131
FINRA CRD number
110476
AUM ?
$1.44 bn
(as of 30 Mar 21)
Accounts
4,076
(as of 30 Mar 21)
Employees
403
(205 investment advisory or research)
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
6 Aug 21
13F-NT
Notice of holdings reported by another manager
23 Apr 21
13F-NT
Notice of holdings reported by another manager
1 Feb 21
13F-NT
Notice of holdings reported by another manager
27 Oct 20
13F-NT
Notice of holdings reported by another manager
21 Jul 20
13F-NT
Notice of holdings reported by another manager
27 Apr 20
13F-NT
Notice of holdings reported by another manager
3 Feb 20
13F-NT
Notice of holdings reported by another manager
5 Nov 19
13F-NT
Notice of holdings reported by another manager
5 Aug 19