DoubleLine Yield Opportunities Fund (the “Fund”) is a limited term closed-end management investment company. The Fund’s investment objective is to seek a high level of total return, with an emphasis on current income. The Fund will seek to achieve its investment objective by investing in a portfolio of investments selected for its potential to provide a high level of total return, with an emphasis on current income. The Fund may invest in debt securities and other income producing investments of issuers anywhere in the world, including in emerging markets, and may invest in investments of any credit quality.
Company profile
Ticker
DLY, XDLYX
Exchange
CEO
Ronald Robert Redell
Employees
Incorporated
Location
SEC CIK
DLY stock data
Latest filings (excl ownership)
DEF 14A
Definitive proxy
19 Jan 24
N-CEN
Annual report (registered investment company)
14 Dec 23
N-CSR
Certified annual shareholder report (management investment company)
1 Dec 23
424B3
Prospectus supplement
9 Nov 23
POS EX
Additional exhibits for listing
4 Oct 23
EFFECT
Notice of effectiveness
2 Oct 23
424B5
Prospectus supplement for primary offering
29 Sep 23
N-PX
Annual report of proxy voting record
30 Aug 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
2 Jun 23
DEF 14A
Definitive proxy
20 Jan 23
Latest ownership filings
4
John C. Salter
3 Apr 24
4
Youse Guia
11 Mar 24
4
Raymond Woolson
3 Jan 24
4
John C. Salter
3 Jan 24
3
Yury Friedman
29 Dec 23
SC 13G/A
MORGAN STANLEY
8 Dec 23
NPORT-P
DoubleLine Yield Opportunities Fund (Sep 2023 report)
24 Nov 23
3
Joseph J. Ciprari
3 Nov 23
3
Lisa Chen
12 Oct 23
4
John C. Salter
4 Oct 23
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
DoubleLine Yield Opportunities Fund | – | 0.04 | 1.36 | 2.40 | 913.06 mm | 494 | Sep 2023 |
Institutional ownership, Q4 2023
15.9% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 62 |
Opened positions | 19 |
Closed positions | 18 |
Increased positions | 19 |
Reduced positions | 12 |
13F shares | Current |
---|---|
Total value | 106.91 bn |
Total shares | 7.63 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
MS Morgan Stanley | 1.81 mm | $26.96 bn |
WFC Wells Fargo & Co. | 1.23 mm | $18.36 bn |
UBS UBS Group AG - Registered Shares | 1.14 mm | $16.92 bn |
Herr Investment | 636.36 k | $9.46 bn |
HighTower Advisors | 451.56 k | $6.70 bn |
Ieq Capital | 303.18 k | $4.51 bn |
CNS Cohen & Steers | 271.01 k | $4.03 mm |
Consolidated Portfolio Review | 191.76 k | $2.85 bn |
Pettinga Financial Advisors | 186.86 k | $2.78 bn |
Raymond James Financial Services Advisors | 164.26 k | $2.44 bn |
Recent insider trades
Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
---|---|---|---|---|---|---|---|---|---|---|
1 Apr 24 | John C. Salter | Common Shares Common Shares | Other | Acquire J | Yes | No | 16.12 | 232.63 | 3.75 k | 9,861.565 |
8 Mar 24 | Youse Guia | COMMON STOCK | Buy | Acquire P | No | No | 15.775 | 70 | 1.10 k | 70 |
2 Jan 24 | John C. Salter | Common Shares Common Shares | Other | Acquire J | Yes | No | 15.74 | 238.247 | 3.75 k | 9,385.998 |
29 Dec 23 | Woolson Raymond | Common Shares Common Shares | Other | Dispose J | Yes | No | 15.78 | 1,776.801 | 28.04 k | 0 |