| Owner | Title | From | %Ownership |
|---|---|---|---|
| Rosenberg, Matthew, Hamilton | Managing Director | 01/2010 | < 5% |
| Rosecap Financial Advisors, LLC | Parent Company | 01/2010 | > 75% |
| Rosenberg, Matthew, Hamilton | Managing Director | 01/2010 | > 75% |
| Schultz, Autumn, Marie | Chief Compliance Officer | 10/2020 | < 5% |
