| Owner | Title | From | %Ownership |
|---|---|---|---|
| Pais, Sarah, Lynn | Chief Compliance Officer, Chief Officer of Compliance & Operations, Managing Member | 01/2020 | < 5% |
| Atkins, Thomas, Chad | Chief, Business Acquisitions, Managing Member | 01/2020 | 10-25% |
| Day, Brandon, Joseph | Chief Market Strategist, Managing Member | 01/2020 | 10-25% |
| Kernan, Sean, Patrick | Chairman of Compliance, Managing Member | 01/2020 | 10-25% |
| Soliman, P, David | Member | 01/2020 | 10-25% |
| Lagarde, Jean, Paul | Chief Investment Officer, Managing Member | 01/2020 | 10-25% |
| Vanlandingham, William, Tyson | Chief Practice Management Officer, Managing Member | 01/2020 | 10-25% |
