Latest filings (excl ownership)
15-12G
Securities registration termination
28 Dec 22
25-NSE
Exchange delisting
14 Dec 22
8-K
Hamilton Lane Alliance Holdings I, Inc. Announces Liquidation
5 Dec 22
10-Q
2022 Q3
Quarterly report
10 Nov 22
UPLOAD
Letter from SEC
31 Aug 22
CORRESP
Correspondence with SEC
25 Aug 22
UPLOAD
Letter from SEC
16 Aug 22
10-Q
2022 Q2
Quarterly report
11 Aug 22
10-Q
2022 Q1
Quarterly report
12 May 22
10-K
2021 FY
Annual report
22 Mar 22
8-K
Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review
30 Nov 21
10-Q
2021 Q3
Quarterly report
29 Oct 21
10-Q
2021 Q2
Quarterly report
26 Jul 21
10-Q
2021 Q1
Quarterly report
21 May 21
NT 10-Q
Notice of late quarterly filing
14 May 21
10-K
2020 FY
Annual report
17 Mar 21
8-K
Other Events
4 Mar 21
8-K/A
Report of Independent Registered Public Accounting Firm
25 Jan 21
8-K
Report of Independent Registered Public Accounting Firm
22 Jan 21
8-K
Entry into a Material Definitive Agreement
19 Jan 21
424B4
Prospectus supplement with pricing info
14 Jan 21
EFFECT
Notice of effectiveness
13 Jan 21
S-1MEF
Registration of additional securities for an S-1
12 Jan 21
CERT
Certification of approval for exchange listing
12 Jan 21
8-A12B
Registration of securities on exchange
12 Jan 21
CORRESP
Correspondence with SEC
8 Jan 21
CORRESP
Correspondence with SEC
8 Jan 21
S-1/A
IPO registration (amended)
5 Jan 21
CORRESP
Correspondence with SEC
5 Jan 21
UPLOAD
Letter from SEC
4 Jan 21
S-1/A
IPO registration (amended)
31 Dec 20
S-1
IPO registration
17 Dec 20
DRS/A
Draft registration statement (amended)
10 Nov 20
DRS
Draft registration statement
2 Oct 20
Latest ownership filings
SC 13G/A
CITADEL ADVISORS LLC
14 Feb 23
SC 13G/A
Empyrean Capital Partners, LP
14 Feb 23
SC 13G/A
ARISTEIA CAPITAL LLC
10 Feb 23
SC 13G
ARISTEIA CAPITAL LLC
14 Feb 22
SC 13G/A
CITADEL ADVISORS LLC
14 Feb 22
SC 13G/A
WELLINGTON MANAGEMENT GROUP LLP
4 Feb 22
SC 13G
CANTOR FITZGERALD SECURITIES
27 Jan 22
SC 13G
CITADEL ADVISORS LLC
14 Jun 21
SC 13G
WELLINGTON MANAGEMENT GROUP LLP
10 Feb 21
SC 13G
Empyrean Capital Partners, LP
25 Jan 21
3
Thomas Allingham
12 Jan 21
3
Holly Flanagan
12 Jan 21
3
Hartley R. Rogers
12 Jan 21
3
Atul Varma
12 Jan 21
3
Arlene M Yocum
12 Jan 21
3
Andrea Anigati
12 Jan 21
3
Adam B Shane
12 Jan 21