Company profile
Website
Employees
SEC CIK
IRS number
861309512
SEC advisor number
801-119066
FINRA CRD number
309760
AUM ?
$199.98 mm
(as of 30 May 23)
Accounts
1,124
(as of 30 May 23)
Employees
7
(5 investment advisory or research)
Office hours
Monday - Friday, 8 AM - 5 PM
Brochures
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Harrington, Zachary, Maxwell | Partner | 06/2020 | 25-50% |
Klatt, Scott, Gregory | Partner | 06/2020 | 25-50% |
Jones, Mark, Bradford | Partner | 06/2020 | 25-50% |
Kelm, Stephanie, Michel | CCO, Partner | 06/2020 | 25-50% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
7 Jan 25
13F-HR
Quarterly holdings report by institutional manager
11 Oct 24
13F-HR
Quarterly holdings report by institutional manager
9 Jul 24
13F-HR
Quarterly holdings report by institutional manager
9 Apr 24
13F-HR
Quarterly holdings report by institutional manager
10 Jan 24
13F-HR
Quarterly holdings report by institutional manager
10 Oct 23
13F-HR
Quarterly holdings report by institutional manager
10 Jul 23
13F-HR
Quarterly holdings report by institutional manager
5 Apr 23
13F-HR
Quarterly holdings report by institutional manager
6 Jan 23
13F-HR
Quarterly holdings report by institutional manager
11 Oct 22