TMD Wealth Management is an investment advisor in Scottsdale with $794.84 mm assets under management.
Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
851065038
SEC advisor number
801-119212
FINRA CRD number
309514
AUM ?
$794.84 mm
(as of 16 May 23)
Accounts
1,491
(as of 16 May 23)
Employees
12
(7 investment advisory or research)
Office hours
Monday - Friday, 8:30 A.M. - 5:30 P.M.
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Douma, Todd, Macarthur | Manager | 06/2020 | < 5% |
Abbass, Susan, Elaine | Chief Compliance Officer | 06/2020 | < 5% |
Lyons, Gavin, David | Chief Operating Officer | 06/2020 | < 5% |
Focus Operating, LLC | Member | 06/2020 | > 75% |
Focus Financial Partners, LLC | Member | 01/2007 | > 75% |
Focus Financial Partners Inc. | Member | 07/2018 | > 75% |
Latest filings (excl ownership)
No filings
Latest ownership filings
SC 13G
Tenon Medical, Inc.
16 Apr 24
SC 13G/A
Tenon Medical, Inc.
14 Feb 24
13F-HR
Quarterly holdings report by institutional manager
13 Feb 24
13F-HR
Quarterly holdings report by institutional manager
13 Nov 23
SC 13G/A
Tenon Medical, Inc.
13 Sep 23
SC 13G
TMD Wealth Management / TMD Wealth Management ownership change
22 Aug 23
13F-HR
Quarterly holdings report by institutional manager
8 Aug 23
SC 13D
TMD Wealth Management / TMD Wealth Management ownership change
10 Jul 23
13F-HR
Quarterly holdings report by institutional manager
4 May 23
13F-HR
Quarterly holdings report by institutional manager
6 Feb 23