Mach-1 Financial is an investment advisor in Rogers with $270.64 mm assets under management.
Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
832142783
SEC advisor number
801-118093
FINRA CRD number
298195
AUM ?
$270.64 mm
(as of 15 May 23)
Accounts
2,827
(as of 15 May 23)
Employees
16
(4 investment advisory or research)
Office hours
Monday - Friday, 8:30 AM - 4:30 PM M-TH; 8:30 AM -2 PM FRI
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Lee, David, Aaron | Chief Executive Officer | 01/2023 | < 5% |
MACH-1 Holdings, Inc. | Owner | 09/2021 | > 75% |
Lee, David, Aaron | Trustee of the Lee Family Trust | 01/2021 | > 75% |
Blackmon, Connie, Hankins | CFO | 10/2015 | < 5% |
Lawler, Tammy, Lagene | Chief Compliance Officer | 02/2022 | < 5% |
Walters, Matthew, Jordan | COO | 09/2021 | 10-25% |
Mackey, James, Lee | President | 01/2023 | 5-10% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
5 Feb 24
13F-HR
Quarterly holdings report by institutional manager
17 Oct 23
13F-HR
Quarterly holdings report by institutional manager
28 Jul 23
13F-HR
Quarterly holdings report by institutional manager
10 May 23
13F-HR
Quarterly holdings report by institutional manager
2 Feb 23
13F-HR
Quarterly holdings report by institutional manager
8 Nov 22
13F-HR
Quarterly holdings report by institutional manager
4 Aug 22
13F-HR
Quarterly holdings report by institutional manager
6 May 22
13F-HR
Quarterly holdings report by institutional manager
11 Feb 22
13F-HR
Quarterly holdings report by institutional manager
18 Oct 21