Latest filings (excl ownership)
N-PX
Annual report of proxy voting record
20 Aug 24
N-CEN
Annual report (registered investment company)
12 Jul 24
N-CSR
Certified annual shareholder report (management investment company)
9 Jul 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
5 Jan 24
N-CEN/A
Annual report (registered investment company) (amended)
14 Sep 23
CORRESP
Correspondence with SEC
25 Aug 23
N-PX
Annual report of proxy voting record
19 Jul 23
N-CEN
Annual report (registered investment company)
13 Jul 23
N-CSR
Certified annual shareholder report (management investment company)
7 Jul 23
424B3
Prospectus supplement
30 Jun 23
DEF 14C
Information statement
2 Jun 23
424B3
Prospectus supplement
25 May 23
PRE 14C
Preliminary information
12 May 23
424B3
Prospectus supplement
21 Apr 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
6 Jan 23
DEF 14C
Information statement
19 Aug 22
N-PX
Annual report of proxy voting record
9 Aug 22
PRE 14C
Preliminary information
5 Aug 22
N-CEN
Annual report (registered investment company)
12 Jul 22
N-CSR
Certified annual shareholder report (management investment company)
8 Jul 22
424B3
Prospectus supplement
29 Jun 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
7 Jan 22
424B3
Prospectus supplement
21 Sep 21
424B3
Prospectus supplement
27 May 21
EFFECT
Notice of effectiveness
26 May 21
CORRESP
Correspondence with SEC
24 May 21
CORRESP
Correspondence with SEC
14 Apr 21
Latest ownership filings
NPORT-P
AFA Private Credit Fund (Jul 2024 report)
23 Sep 24
NPORT-P
AFA Private Credit Fund (Apr 2024 report)
27 Jun 24
NPORT-P
AFA Private Credit Fund (Jan 2024 report)
20 Mar 24
NPORT-P
AFA Private Credit Fund (Oct 2023 report)
12 Dec 23
NPORT-P
AFA Multi-Manager Credit Fund (Jul 2023 report)
26 Sep 23
NPORT-P
AFA Multi-Manager Credit Fund (Apr 2023 report)
28 Jun 23
NPORT-P
AFA Multi-Manager Credit Fund (Jan 2023 report)
24 Mar 23
NPORT-P
AFA Multi-Manager Credit Fund (Oct 2022 report)
12 Dec 22
SC 13D
Echelon Investment Partners Master LP
1 Dec 22
NPORT-P
AFA Multi-Manager Credit Fund (Jul 2022 report)
27 Sep 22
NPORT-P
AFA Multi-Manager Credit Fund (Apr 2022 report)
27 Jun 22
3
Initial statement of insider ownership
25 May 22
SC 13G
Neild William C.
13 May 22
3
William C. Neild
13 May 22
NPORT-P
AFA Multi-Manager Credit Fund (Jan 2022 report)
18 Mar 22
4
Rafael Labourdette
9 Mar 22
3
Rafael Labourdette
8 Mar 22
3
Marco Hanig
27 Dec 21
NPORT-P
AFA Multi-Manager Credit Fund (Oct 2021 report)
23 Dec 21
3
Bernadette Murphy
9 Dec 21
3
David G. Lee
9 Dec 21
3
Ann Maurer
8 Dec 21
3
Robert Seyferth
8 Dec 21
3
GARY SHUGRUE
3 Dec 21
3
TERRANCE P GALLAGHER
2 Dec 21
NPORT-P
AFA Multi-Manager Credit Fund (Jul 2021 report)
21 Sep 21