RWM Asset Management is an investment advisor in Tavares with $947.67 mm assets under management.
Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
461340579
SEC advisor number
801-79789
FINRA CRD number
171346
AUM ?
$947.67 mm
(as of 15 Sep 22)
Accounts
2,664
(as of 15 Sep 22)
Employees
21
(15 investment advisory or research)
Office hours
Monday - Friday, 9:00 A.M.-5:00 P.M.
Ownership
| Owner | Title | From | %Ownership |
|---|---|---|---|
| Ruggie, Thomas, Huey | Trustee of the Thomas H. Ruggie Revocable Trust, Dated January 18, 2001, As Amended | 07/2019 | < 5% |
| Clark, Robert, Liddell | Trustee of the Robert L. Clark Revocable Trust, Dated September 29, 2014, As Amended | 09/2014 | < 5% |
| Ruggie, Thomas, Huey | Managing Member | 05/2014 | < 5% |
| Van Ore, Anthony, Franklin | Chief Compliance Officer/chief Operating Officer | 05/2020 | < 5% |
| Good, Kimberly, Caris | Partner | 01/2021 | < 5% |
| Panormos Capital Group, Inc. | Owner | 01/2021 | > 75% |
| Thomas H. Ruggie Revocable Trust, Dated January 18, 2001, As Amended | Owner | 01/2021 | > 75% |
| Robert L. Clark Revocable Trust, Dated September 29, 2014, As Amended | Owner | 01/2021 |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
26 Jan 23
13F-HR
Quarterly holdings report by institutional manager
25 Oct 22
13F-HR
Quarterly holdings report by institutional manager
15 Jul 22
13F-HR
Quarterly holdings report by institutional manager
21 Apr 22
13F-HR
Quarterly holdings report by institutional manager
20 Jan 22
13F-HR
Quarterly holdings report by institutional manager
28 Oct 21
13F-HR
Quarterly holdings report by institutional manager
27 Jul 21
13F-HR
Quarterly holdings report by institutional manager
21 Apr 21
13F-HR
Quarterly holdings report by institutional manager
5 Feb 21