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Cowa

Company Profile

Company profile

Website

counciloakwealth.com/

Incorporated

Fiscal year end

SEC CIK

IRS number

824613188

SEC advisor number

801-113403

FINRA CRD number

297180

AUM ?

$337.21 mm (as of 23 May 23)

Accounts

793 (as of 23 May 23)

Employees

7 (4 investment advisory or research)

Office hours

Monday - Friday, 8:30 A.M. - 4:30 P.M.

Brochures

Council Oak Wealth Advisors Adv Part 2 Brochure (24 Feb 23)

Ownership

Owner	Title	From	%Ownership
Shelter Me, LLC	Managing Member	06/2018	50-75%
Third Bucket, LLC	Managing Member	06/2018	50-75%
Diacon, James, E	Chief Compliance Officer	06/2018	< 5%
Diacon, James, E	Managing Member	05/2018	> 75%
Lovelle, Nathan, Joel	Managing Member	05/2018	> 75%

Latest filings (excl ownership)

Annual report of proxy voting record

Latest ownership filings

View all

Quarterly holdings report by institutional manager

Quarterly holdings report by institutional manager

Quarterly holdings report by institutional manager

Quarterly holdings report by institutional manager

Quarterly holdings report by institutional manager

Quarterly holdings report by institutional manager

Quarterly holdings report by institutional manager

Quarterly holdings report by institutional manager

Quarterly holdings report by institutional manager

Quarterly holdings report by institutional manager

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