Red Wave Investments is an investment advisor in Dillsburg with $372.32 mm assets under management.
Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
SEC advisor number
801-119079
FINRA CRD number
153198
AUM ?
$372.32 mm
(as of 23 Mar 22)
Accounts
710
(as of 23 Mar 22)
Employees
3
(2 investment advisory or research)
Office hours
Monday - Friday, 9:00AM - 5:00PM EST
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Smith, Marc, Andrew | Chief Compliance Officer & Principal Member | 10/2012 | 50-75% |
Osullivan, Denis, Anthony | President and Principal Member | 01/2021 | 25-50% |
Ryan, Randy, Alan | Member | 01/2021 | 10-25% |
Latest filings (excl ownership)
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
9 Aug 24
13F-HR
Quarterly holdings report by institutional manager
14 May 24
13F-HR
Quarterly holdings report by institutional manager
5 Feb 24
13F-HR
Quarterly holdings report by institutional manager
7 Nov 23
13F-HR
Quarterly holdings report by institutional manager
7 Aug 23
13F-HR
Quarterly holdings report by institutional manager
15 May 23
13F-HR
Quarterly holdings report by institutional manager
3 Feb 23
13F-HR
Quarterly holdings report by institutional manager
2 Nov 22
13F-HR
Quarterly holdings report by institutional manager
9 Aug 22
13F-HR
Quarterly holdings report by institutional manager
13 May 22