Latest filings (excl ownership)
N-PX/A
Annual report of proxy voting record (amended)
3 Sep 24
N-PX
Annual report of proxy voting record
28 Aug 24
DFAN14A
Additional proxy materials by non-management
30 Jul 24
DFAN14A
Additional proxy materials by non-management
30 Jul 24
DFRN14A
Revised proxy by non-management
23 Jul 24
DFRN14A
Revised proxy by non-management
23 Jul 24
DEFR14A
Revised proxy
19 Jul 24
DEFR14A
Revised proxy
19 Jul 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
5 Jun 24
DFAN14A
Additional proxy materials by non-management
16 May 24
DFAN14A
Additional proxy materials by non-management
16 May 24
DFAN14A
Additional proxy materials by non-management
30 Apr 24
DFAN14A
Additional proxy materials by non-management
30 Apr 24
DFRN14A
Revised proxy by non-management
23 Apr 24
DFRN14A
Revised proxy by non-management
23 Apr 24
DFAN14A
Additional proxy materials by non-management
23 Apr 24
DFAN14A
Additional proxy materials by non-management
23 Apr 24
DEFR14A
Revised proxy
22 Apr 24
DEFR14A
Revised proxy
22 Apr 24
DFAN14A
Additional proxy materials by non-management
11 Mar 24
DFAN14A
Additional proxy materials by non-management
11 Mar 24
DFAN14A
Additional proxy materials by non-management
5 Mar 24
DFAN14A
Additional proxy materials by non-management
5 Mar 24
DEFR14A
Revised proxy
6 Feb 24
DEFR14A
Revised proxy
6 Feb 24
DFRN14A
Revised proxy by non-management
18 Jan 24
DFRN14A
Revised proxy by non-management
18 Jan 24
DEFR14A
Revised proxy
17 Jan 24
DEFR14A
Revised proxy
17 Jan 24
DFAN14A
Additional proxy materials by non-management
10 Jan 24
DEFC14A
Proxy in contested solicitation
9 Jan 24
DEFC14A
Proxy in contested solicitation
5 Jan 24
PRER14A
Preliminary revised proxy
22 Dec 23
DFAN14A
Additional proxy materials by non-management
19 Dec 23
DFAN14A
Additional proxy materials by non-management
19 Dec 23
PREC14A
Preliminary proxy with contested solicitation
18 Dec 23
PREC14A
Preliminary proxy with contested solicitation
14 Dec 23
N-CEN
Annual report (registered investment company)
13 Dec 23
N-CSR
Certified annual shareholder report (management investment company)
7 Dec 23
DFAN14A
Additional proxy materials by non-management
5 Dec 23
Latest ownership filings
SC 13D/A
Ocean Capital LLC
10 Jan 24
SC 13D/A
Ocean Capital LLC
18 Dec 23
SC 13D/A
Ocean Capital LLC
5 Dec 23
SC 13D/A
Ocean Capital LLC
14 Sep 23
SC 13D/A
Ocean Capital LLC
21 Nov 22
SC 13D/A
Ocean Capital LLC
7 Jun 22
SC 13D/A
Ocean Capital LLC
28 Apr 22
SC 13D/A
Ocean Capital LLC
7 Jan 22
SC 13D/A
Ocean Capital LLC
30 Dec 21
SC 13D
Ocean Capital LLC
21 Dec 21