Latest filings (excl ownership)
8-K
Submission of Matters to a Vote of Security Holders
17 Jun 24
8-K
Regulation FD Disclosure
29 May 24
8-K
Safe Harbor Financial Announces First Quarter 2024 Results
13 May 24
10-Q
2024 Q1
Quarterly report
13 May 24
DEFR14A
Revised proxy
10 May 24
DEF 14A
Definitive proxy
29 Apr 24
8-K
Safe Harbor Financial Announces Appointment of CEO, Sundie Seefried to Board of Directors
15 Apr 24
8-K
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
8 Apr 24
8-K
Regulation FD Disclosure
2 Apr 24
10-K
2023 FY
Annual report
1 Apr 24
8-K
Safe Harbor Financial Announces Fourth Quarter and Year-End 2023 Results
1 Apr 24
8-K
Regulation FD Disclosure
14 Mar 24
8-K
Entry into a Material Definitive Agreement
4 Mar 24
8-K
Regulation FD Disclosure
11 Jan 24
S-8
Registration of securities for employees
29 Dec 23
8-K
Other Events
13 Dec 23
8-K
Results of Operations and Financial Condition
14 Nov 23
10-Q
2023 Q3
Quarterly report
14 Nov 23
8-K
Safe Harbor Financial Restructures Certain Deferred Consideration Obligations in Connection With 2022 Acquisition of Abaca
27 Oct 23
8-K
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
19 Sep 23
8-K
Regulation FD Disclosure
28 Aug 23
8-K
Entry into a Material Definitive Agreement
22 Aug 23
8-K
Results of Operations and Financial Condition
14 Aug 23
10-Q
2023 Q2
Quarterly report
14 Aug 23
8-K
Termination of a Material Definitive Agreement
21 Jul 23
8-K
Submission of Matters to a Vote of Security Holders
19 May 23
10-Q
2023 Q1
Quarterly report
15 May 23
8-K
Safe Harbor Financial Announces First Quarter 2023 Financial Results
15 May 23
DEF 14A
Definitive proxy
28 Apr 23
8-K
Safe Harbor Financial Welcomes Douglas Fagan to Board of Directors
20 Apr 23
10-K
2022 FY
Annual report
14 Apr 23
8-K
Departure of Directors or Certain Officers
6 Apr 23
NT 10-K
Notice of late annual filing
30 Mar 23
8-K
Safe Harbor Financial Enters into Agreement to Resolve $64.7 Million in Payment Obligations
30 Mar 23
8-K
Safe Harbor Financial Announces Preliminary Fourth Quarter and Full Year 2022 Financial Results
30 Mar 23
8-K
Results of Operations and Financial Condition
28 Mar 23
424B3
Prospectus supplement
17 Mar 23
8-K
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
17 Mar 23
424B3
Prospectus supplement
14 Mar 23
8-K
Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement
14 Mar 23
Latest ownership filings
SC 13G/A
Ionic Ventures, LLC
14 Feb 24
SC 13G/A
Atalaya Capital Management LP
14 Feb 24
SC 13G/A
M3 PARTNERS LP
14 Feb 24
SC 13G/A
Vellar Opportunities Fund Master, Ltd.
14 Feb 24
4
Sundie Seefried
18 Dec 23
4
Doug Fagan
18 Dec 23
4
Dan Roda
13 Dec 23
4
Jonathon Niehaus
12 Dec 23
4
Jonathan Summers
12 Dec 23
4
Donald Emmi
12 Dec 23
4
Sundie Seefried
12 Dec 23
4
John Darwin
8 Dec 23
4
Donald Emmi
7 Dec 23
4
Sundie Seefried
7 Dec 23
4
Richard Carleton
5 Dec 23
4
Sundie Seefried
5 Dec 23
4
Doug Fagan
4 Dec 23
4
John Darwin
27 Nov 23
SC 13D
Partner Colorado Credit Union
21 Jul 23
4
Jonathan Summers
28 Jun 23
4
John Darwin
28 Jun 23
4
John Darwin
12 Jun 23
4
Dan Roda
12 Jun 23
4
Donald Emmi
12 Jun 23
4
Jonathan Summers
12 Jun 23
4
Sundie Seefried
12 Jun 23
4
Jennifer Meyers
1 Jun 23
4/A
James H Dennedy
30 May 23
4
John Darwin
30 May 23
4
Richard Carleton
30 May 23
SC 13G
M3 PARTNERS LP
30 May 23
4
Donald Emmi
25 May 23
4
Jonathon Niehaus
25 May 23
4
John Darwin
24 May 23
4
Jennifer Meyers
24 May 23
4
James H Dennedy
24 May 23
4
Doug Fagan
24 May 23
SC 13D
Partner Colorado Credit Union
10 Apr 23
SC 13G/A
Vellar Opportunities Fund Master, Ltd.
14 Feb 23
SC 13G/A
Ayrton Capital LLC
14 Feb 23