Guardian Wealth Advisors is an investment advisor in Raleigh with $1.35 bn assets under management.
Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
208832432
SEC advisor number
801-118121
FINRA CRD number
305412
AUM ?
$1.35 bn
(as of 18 Apr 23)
Accounts
3,119
(as of 18 Apr 23)
Employees
39
(25 investment advisory or research)
Office hours
Monday - Friday, 8:00 AM - 5:00 PM
Brochures
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Pratt, Marissa, Leigh | COO | 01/2023 | < 5% |
Keedy, Christian, David | Managing Partner; CCO | 03/2019 | 50-75% |
Hensley, Michael, Jay | Managing Partner | 03/2019 | 50-75% |
Rhinehardt, Gregory, Thompson | Partner | 01/2020 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
26 Apr 24
13F-HR/A
Quarterly holdings report by institutional manager (amended)
12 Feb 24
13F-HR
Quarterly holdings report by institutional manager
9 Feb 24
13F-HR
Quarterly holdings report by institutional manager
30 Oct 23
13F-HR
Quarterly holdings report by institutional manager
8 Aug 23
13F-HR/A
Quarterly holdings report by institutional manager (amended)
18 May 23
13F-HR/A
Quarterly holdings report by institutional manager (amended)
18 May 23
13F-HR
Quarterly holdings report by institutional manager
3 May 23
13F-HR
Quarterly holdings report by institutional manager
2 Feb 23
13F-HR
Quarterly holdings report by institutional manager
9 Nov 22