Cain, Watters & Associates is an investment advisor in Plano with $2.75 bn assets under management.
Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
320216084
SEC advisor number
801-39899
FINRA CRD number
111521
AUM ?
$3.54 bn
(as of 29 May 24)
Accounts
9,075
(as of 29 May 24)
Employees
283
(63 investment advisory or research)
Latest filings (excl ownership)
Latest ownership filings
13F-NT
Notice of holdings reported by another manager
8 May 24
13F-NT
Notice of holdings reported by another manager
17 Jan 24
13F-NT
Notice of holdings reported by another manager
23 Oct 23
13F-NT
Notice of holdings reported by another manager
13 Jul 23
13F-NT
Notice of holdings reported by another manager
25 Apr 23
13F-NT
Notice of holdings reported by another manager
14 Feb 23
13F-NT
Notice of holdings reported by another manager
14 Nov 22
13F-NT
Notice of holdings reported by another manager
8 Aug 22
13F-NT
Notice of holdings reported by another manager
11 May 22
13F-NT
Notice of holdings reported by another manager
7 Feb 22