nuveen is one of the world's largest asset managers, serving institutions, financial intermediaries and individual investors in more than 30 countries, providing investment expertise across the capital structure. in partnership with advisors and consultants, we create outcome-focused solutions that help investors achieve a more secure financial future. recognized as a leader in income generation, alternative investments and responsible investing, nuveen has award-winning capabilities that span both public and private asset classes. our investment approach is fueled by diversity of thought and a network of specialized investment teams with independent processes and best-in-class expertise.as the investment manager of tiaa, we honor a 100-plus year legacy of service and innovation based on enduring principles established by john nuveen and andrew carnegie. inspired by their vision, backed by size and scale, and empowered by private ownership, we are uniquely positioned to contribute mea
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NMAI
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Incorporated
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SEC CIK
Corporate docs
NMAI stock data
Latest filings (excl ownership)
N-CEN
Annual report (registered investment company)
15 Mar 24
DEFC14A
Proxy in contested solicitation
12 Mar 24
N-CSR
Certified annual shareholder report (management investment company)
7 Mar 24
8-K
Regulation FD Disclosure
6 Mar 24
DEFC14A
Proxy in contested solicitation
5 Mar 24
PRRN14A
Revised preliminary proxy statement filed by non-management
1 Mar 24
PRE 14A
Preliminary proxy
28 Feb 24
PREC14A
Preliminary proxy with contested solicitation
16 Feb 24
DEFA14A
Additional proxy soliciting materials
22 Jan 24
8-K
Departure of Directors or Certain Officers
13 Oct 23
Latest ownership filings
3
Mary Beth Ramsay
11 Mar 24
3
James N Nelson III
8 Mar 24
NPORT-P
Nuveen Multi-Asset Income Fund (Dec 2023 report)
27 Feb 24
SC 13D/A
Saba Capital Management, L.P.
18 Jan 24
3
Michael A Forrester
11 Jan 24
3
LOREN M STARR
10 Jan 24
3
THOMAS J KENNY
10 Jan 24
3
Joseph A Boateng
10 Jan 24
4
Boaz Weinstein
5 Dec 23
SC 13D/A
Saba Capital Management, L.P.
5 Dec 23
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
Nuveen Multi-Asset Income Fund | – | 3.29 | -3.11 | -3.43 | 574.45 mm | 1,347 | Sep 2023 |
Institutional ownership, Q3 2023
29.5% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 65 |
Opened positions | 6 |
Closed positions | 10 |
Increased positions | 19 |
Reduced positions | 25 |
13F shares | Current |
---|---|
Total value | 92.96 bn |
Total shares | 9.86 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
Saba Capital Management | 4.19 mm | $46.58 bn |
MS Morgan Stanley | 1.63 mm | $18.18 bn |
Sit Investment Associates | 1.31 mm | $14.62 mm |
UBS UBS Group AG - Registered Shares | 580.05 k | $6.45 bn |
LPL Financial | 349.36 k | $3.88 bn |
Heron Bay Capital Management | 218.89 k | $2.43 bn |
Advisor | 187.03 k | $2.08 bn |
Advisors Asset Management | 129.67 k | $1.44 bn |
Millennium Management | 108.14 k | $1.20 bn |
Benjamin F. Edwards & Company | 81.80 k | $910.00 k |