| Owner | Title | From | %Ownership |
|---|---|---|---|
| Smith, Kyle, Peter | Executive Vice President | 02/2020 | < 5% |
| Straus, John, a | President | 02/2020 | < 5% |
| Schnier, David, Jason | General Counsel, Chief Compliance Officer and Secretary | 02/2020 | < 5% |
| Banco, Joseph, Franklin | CFO and Treasurer | 02/2020 | < 5% |
| Edgeco Guarantor, L.P. | Partner | 10/2020 | > 75% |
| Edgeco Holdings, L.P. | Shareholder | 06/2018 | > 75% |
| Edgeco Investor Holdings, L.P. | Shareholder | 06/2018 | > 75% |
| Parthenon Investors V, L.P. | Partner | 06/2018 | 50-75% |
| Waterfall Eden Master Fund, LTD. | Partner | 06/2018 | 25-50% |
| Newedge Capital Group, LLC | Newedge Wealth, LLC Is Wholly Owned by Newedge Capital Group, LLC | 02/2020 | > 75% |
| Newedge Wealth Holdings, L.P. | Shareholder | 02/2020 | > 75% |
| Edgeco Investor Holdings, L.P. | Shareholder | 06/2018 | > 75% |
| Edgeco Wealth Management GP, LLC | General Partner | 07/2020 | |
| Edgeco Wealth Management GP, LLC | General Partner | 02/2020 | |
| PCP Aggregator GP, LLC | General Partner | 03/2018 | |
| Hollmann, Richard, Lewis | Executive Vice President | 01/2022 | < 5% |
| Sechan, Robert, John | Chief Executive Officer | 01/2022 | < 5% |
