Latest filings (excl ownership)
DEF 14A
Definitive proxy
4 Mar 24
DEF 14A
Definitive proxy
1 Mar 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
2 Feb 24
N-PX
Annual report of proxy voting record
17 Aug 23
N-CEN
Annual report (registered investment company)
14 Aug 23
N-CSR
Certified annual shareholder report (management investment company)
2 Aug 23
DEF 14A
Definitive proxy
3 Mar 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
3 Feb 23
N-CSR/A
Certified annual shareholder report (management investment company) (amended)
22 Nov 22
N-PX
Annual report of proxy voting record
24 Aug 22
N-CEN
Annual report (registered investment company)
15 Aug 22
N-CSR
Certified annual shareholder report (management investment company)
10 Aug 22
8-K
Other Events
29 Apr 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
4 Feb 22
424B1
Prospectus with pricing info
26 Nov 21
EFFECT
Notice of effectiveness
24 Nov 21
CORRESP
Correspondence with SEC
22 Nov 21
CERT
Certification of approval for exchange listing
18 Nov 21
8-A12B
Registration of securities on exchange
17 Nov 21
CORRESP
Correspondence with SEC
27 Oct 21
CORRESP
Correspondence with SEC
1 Oct 21
UPLOAD
Letter from SEC
2 Jul 21
Latest ownership filings
NPORT-P
Guggenheim Active Allocation Fund (Feb 2024 report)
29 Apr 24
4
RONALD E TOUPIN JR
1 Apr 24
SC 13G/A
MORGAN STANLEY
8 Feb 24
4
Randall C Barnes
30 Jan 24
4
RONALD E TOUPIN JR
29 Dec 23
4
Randall C Barnes
13 Dec 23
4
Randall C Barnes
11 Dec 23
4
Randall C Barnes
8 Dec 23
4
Randall C Barnes
7 Dec 23
4
Randall C Barnes
6 Dec 23
4
RONALD E TOUPIN JR
30 Nov 23
4
Randall C Barnes
30 Nov 23
4
Randall C Barnes
1 Nov 23
4
RONALD E TOUPIN JR
31 Oct 23
NPORT-P
Guggenheim Active Allocation Fund (Aug 2023 report)
25 Oct 23
4
Angela Brock-Kyle
23 Oct 23
4
RONALD E TOUPIN JR
29 Sep 23
4
Randall C Barnes
29 Sep 23
4
Randall C Barnes
5 Sep 23
4
Randall C Barnes
1 Sep 23
4
RONALD E TOUPIN JR
1 Sep 23
4
Randall C Barnes
1 Aug 23
4
RONALD E TOUPIN JR
31 Jul 23
NPORT-P
Guggenheim Active Allocation Fund (May 2023 report)
27 Jul 23
4
RONALD E TOUPIN JR
5 Jul 23
4
Randall C Barnes
3 Jul 23
4
Randall C Barnes
7 Jun 23
4
Randall C Barnes
1 Jun 23
4
RONALD E TOUPIN JR
1 Jun 23
4
Randall C Barnes
2 May 23
4
Randall C Barnes
1 May 23
4
RONALD E TOUPIN JR
28 Apr 23
NPORT-P
Guggenheim Active Allocation Fund (Feb 2023 report)
27 Apr 23
4
RONALD E TOUPIN JR
10 Apr 23
4
RONALD E TOUPIN JR
13 Mar 23
4
Randall C Barnes
10 Mar 23
SC 13G
MORGAN STANLEY
9 Feb 23
4
RONALD E TOUPIN JR
3 Feb 23
4
Randall C Barnes
1 Feb 23
NPORT-P
Guggenheim Active Allocation Fund (Nov 2022 report)
30 Jan 23