Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
463055602
SEC advisor number
801-117798
FINRA CRD number
168500
AUM ?
$177.45 mm
(as of 25 Jan 22)
Accounts
947
(as of 25 Jan 22)
Employees
5
(5 investment advisory or research)
Brochures
- Adv Part 2B - Sriraman Kempe (22 Jan 21)
- Adv 2B Foster (22 Jan 21)
- Adv Part 2B - Johnathan Inzero (22 Jan 21)
- Adv 2B Bromley (22 Jan 21)
- Adv 2B Schmidt (22 Jan 21)
- Adv Part 2B - Sriraman Kempe (22 Jan 21)
- Adv 2B Foster (22 Jan 21)
- Adv Part 2B - Johnathan Inzero (22 Jan 21)
- Adv 2B Bromley (22 Jan 21)
- Adv 2B Schmidt (22 Jan 21)
- Adv Part 2A (24 Jan 22)
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
17 Jan 23
13F-HR
Quarterly holdings report by institutional manager
18 Oct 22
13F-HR
Quarterly holdings report by institutional manager
11 Jul 22
13F-HR
Quarterly holdings report by institutional manager
18 Apr 22
13F-HR
Quarterly holdings report by institutional manager
13 Jan 22
13F-HR
Quarterly holdings report by institutional manager
28 Oct 21
13F-HR
Quarterly holdings report by institutional manager
28 Oct 21
13F-HR
Quarterly holdings report by institutional manager
28 Oct 21
13F-HR
Quarterly holdings report by institutional manager
28 Oct 21