ML & R Wealth Management is an investment advisor in Austin with $1.50 bn assets under management.
Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
742835104
SEC advisor number
801-57128
FINRA CRD number
109359
AUM ?
$1.50 bn
(as of 14 Mar 22)
Accounts
1,789
(as of 14 Mar 22)
Employees
19
(7 investment advisory or research)
Office hours
Monday - Friday, 8:00 AM - 5:00 PM
Brochures
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Maxwell Locke & Ritter LLP | Managing Member | 01/1999 | > 75% |
Knebel, Steven, Wayne | President | 06/2000 | < 5% |
Knebel, Steven, Wayne | Partner/president | 01/1999 | 25-50% |
Harvey, Steven, Lee | Treasurer | 09/2016 | < 5% |
Smith, Stuart, Vick | Secretary | 09/2016 | < 5% |
Wasaff, Sarah, Christine | Chief Compliance Officer | 07/2017 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
14 May 24
13F-HR
Quarterly holdings report by institutional manager
9 Feb 24
13F-HR
Quarterly holdings report by institutional manager
2 Nov 23
13F-HR
Quarterly holdings report by institutional manager
8 Aug 23
13F-HR
Quarterly holdings report by institutional manager
5 May 23
13F-HR
Quarterly holdings report by institutional manager
6 Feb 23
13F-HR
Quarterly holdings report by institutional manager
26 Oct 22
13F-HR
Quarterly holdings report by institutional manager
25 Jul 22
13F-HR
Quarterly holdings report by institutional manager
18 Apr 22
13F-HR
Quarterly holdings report by institutional manager
2 Feb 22