WMG Financial Advisors is an investment advisor in Knoxville with $464.43 mm assets under management.
Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
201971280
SEC advisor number
801-116718
FINRA CRD number
285824
AUM ?
$464.43 mm
(as of 19 Apr 23)
Accounts
1,331
(as of 19 Apr 23)
Employees
18
(12 investment advisory or research)
Office hours
Monday - Friday, 9:00 AM - 5:00 PM
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Bergner, D, William | Managing Member & Chief Executive Officer | 10/2016 | > 75% |
DeWan, Elizabeth, Claire | Chief Compliance Officer | 02/2021 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
7 May 24
13F-HR
Quarterly holdings report by institutional manager
8 Feb 24
13F-HR
Quarterly holdings report by institutional manager
14 Nov 23
13F-HR
Quarterly holdings report by institutional manager
3 Aug 23
13F-HR
Quarterly holdings report by institutional manager
18 Apr 23
13F-HR
Quarterly holdings report by institutional manager
10 Feb 23
13F-HR
Quarterly holdings report by institutional manager
18 Oct 22
13F-HR
Quarterly holdings report by institutional manager
8 Aug 22
13F-HR/A
Quarterly holdings report by institutional manager (amended)
4 Aug 22
13F-HR
Quarterly holdings report by institutional manager
18 Apr 22