RWM Capital is an investment advisor in Sugar Land with $106.99 mm assets under management.
Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
820739044
SEC advisor number
801-119513
FINRA CRD number
310635
AUM ?
$106.99 mm
(as of 19 Apr 23)
Accounts
676
(as of 19 Apr 23)
Employees
11
(4 investment advisory or research)
Office hours
Monday - Friday, 9AM - 5PM
Brochures
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Roberts, Paul, Edward | Managing Member | 03/2023 | > 75% |
Espiritu, Liza Mae | Chief Compliance Officer | 04/2023 | < 5% |
Latest filings (excl ownership)
No filings