Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
854085557
SEC advisor number
801-120208
FINRA CRD number
312073
AUM ?
$279.82 mm
(as of 17 May 23)
Accounts
2,194
(as of 17 May 23)
Employees
13
(9 investment advisory or research)
Office hours
Monday - Friday, 8:30AM - 5:00PM
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Clark, Kevin, Howard | Managing Member / Managing Partner | 12/2020 | 5-10% |
Smith, Stephanie, Lynn | Client Operations Specialist | 12/2020 | < 5% |
Clark, Aaron, Michael | Member / Partner | 02/2021 | 25-50% |
Ailes, Shane, Alan | Member / Partner | 02/2021 | 25-50% |
Bosch, Thomas, Scott | Member/partner | 04/2023 | 10-25% |
Elfenbein, Lonny, Scott | Chief Compliance Officer | 02/2023 | < 5% |
Latest filings (excl ownership)
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
5 Feb 25
13F-HR
Quarterly holdings report by institutional manager
23 Oct 24
13F-HR
Quarterly holdings report by institutional manager
5 Aug 24
13F-HR
Quarterly holdings report by institutional manager
14 May 24
13F-HR
Quarterly holdings report by institutional manager
13 Feb 24
13F-HR
Quarterly holdings report by institutional manager
13 Nov 23
13F-HR
Quarterly holdings report by institutional manager
15 Aug 23
13F-HR
Quarterly holdings report by institutional manager
21 Apr 23
13F-HR
Quarterly holdings report by institutional manager
13 Feb 23
13F-HR
Quarterly holdings report by institutional manager
14 Nov 22