NTB Financial is an investment advisor in Centennial with $250.25 mm assets under management.
Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
840735234
SEC advisor number
801-65853
FINRA CRD number
7425
AUM ?
$250.25 mm
(as of 21 Dec 22)
Accounts
724
(as of 21 Dec 22)
Employees
58
(13 investment advisory or research)
Office hours
Monday - Friday, 7:30 AM TO 3:00 PM
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Morgan, Michael John | Executive VP, Managing Director | 12/2010 | 25-50% |
Roesener, Regina Lee | Executive VP, Managing Director,secretary, Principal Operating Officer | 12/2010 | 25-50% |
Miller, William Ben JR | Vice President,rosfp | 10/2000 | < 5% |
Petrelli, Anthony Benedict | President, Chairman, Managing Director, Principal Financial Officer | 12/2010 | 25-50% |
Dowell, Brad Allen | Chief Financial Officer Finop | 12/2020 | < 5% |
Campen, Anthony Joseph | Chief Compliance Officer | 01/2022 | < 5% |
Latest filings (excl ownership)
No filings